Copyright 1996 InterAm Database National Law Center for Inter-American Free Trade November 2, 1992 Mexico - U.S.A. tax treaty signed TEXT: Further to TNS-88, 126 and 294 (1992), a comprehensive tax treaty (covering taxes on income) and protocol between Mexico and the United States was signed in Washington on 18 September 1992. The Mexican tax on capital (asset tax) will not be applied to U.S. residents who do not operate through a permanent establishment in or derive business profits from Mexico. The treaty will enter into force upon the exchange of the instruments of ratification. The provisions of the treaty will apply: - in respect of taxes withheld at source on dividends, interest and royalties, as from the first day of the second month following the date of the entry into force, if such a date is prior to 1 July (otherwise as from 1 January of the year following the entry into force); and - in respect of all other taxes, to taxable periods beginning on or after 1 January of the year following the entry into force. The official texts of the treaty are Spanish and English. Highlights of the treaty include: - the maximum tax rates in the source country will be as follows: - dividends: generally 15% for the first five years of application of the treaty and 10% thereafter (reduced to 5% if the recipient is a company holding at least 10% of the voting rights in the paying company (but excluding a U.S. regulated investment company or real estate investment trust); - interest: generally 15%. However, the rate is reduced to (i) 10% during the first five years of application of the treaty (4.9% thereafter) for interest on loans from banks and insurance companies and on bonds or securities regularly quoted on a stock market and (ii) 15% during the first five years of application of the treaty (10% thereafter) if the recipient is not a bank or insurance company and the payer is either a bank or the purchaser paying directly to the seller under sale on credit of machinery or equipment. An exemption in the source country is granted in respect of certain interest; and - royalties: 10%. To avoid double taxation, both countries generally grant a full credit for tax paid and an additional underlying tax credit for resident corporate shareholders owning at least 10% of the paying company. Mexico will apply an exemption with progression in respect of U.S.-source income which is exempt in the United States. Article 17 of the treaty (dealing with the limitation of benefits) provides very detailed anti-avoidance (mainly anti-treaty shopping) measures.